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In a
series of decisions announced during the summer of 1999, the United
States Supreme Court has significantly affected the landscape in
disability discrimination cases brought under the Americans with
Disabilities Act. The decisions include Sutton v. United Airlines,
Inc. 119 S.Ct. 2139, 144 L.Ed.2d 450 (June 22, 1999); Murphy
v. United Parcel Service, 119 S.Ct. 2133, 144 L.Ed.2d 484 (June
22, 1999); Cleveland v. Policy Management Systems Corporation,
et al., 119 S.Ct. 1597, 143 L.Ed.2d 966 (May 24, 1999); and
Albertsons v. Kirkingberg, 119 S.Ct. 2162, 67 U.S. Law Week
4560 (June 22, 1999). The purpose of this article is to provide
an overview of these decisions and their effect on disability discrimination
jurisprudence.
A. THE
CASES
1. Sutton
v. Untied Airlines, Inc.
The
plaintiffs in Sutton,were twin sisters, both of whom suffered
from severe myopia. Each plaintiff´s uncorrected visual acuity
was 20/200 or worse in her right eye and 20/400 or worse in her
left eye. However, with the use of corrective lenses, each had vision
that was 20/20 or better. Consequently, without corrective lenses
each plaintiff could not see to conduct numerous activities such
as driving a vehicle, watching television, or shopping in public
stores. However, with corrective measures such as glasses or contact
lenses were able to perform those functions.
In
1992, the plaintiffs applied to United Airlines for employment as
commercial airline pilots. The plaintiffs met United Airlines´ age,
education, experience, and FAA certification qualifications. After
submitting their applications for employment United invited both
plaintiffs for an interview and to complete flight simulator tests.
Both were told during their interviews, however, that a mistake
had been made in inviting them to interview because the plaintiffs
did not meet United Airlines´ minimum vision requirement, which
was uncorrected visual acuity of 20/100 or better. Due to their
failure to meet this requirement the plaintiffs´ interviews were
terminated and neither was offered a pilot position.
The
District Court dismissed the plaintiffs´ complaint for failure to
state a claim upon which relief could be granted. Because petitioners
could fully correct their visual impairments, the trial court held
that they were not actually substantially limited in any major life
activity and thus had not stated a claim that they were disabled
within the meaning of the ADA. Employing similar logic, the Court
of Appeals for the Tenth Circuit affirmed the district court´s judgment.
At
the time the Sutton case was argued, the EEOC had issued
an "interpretive guidance" which provided that "the
determination of whether an individual is substantially limited
in a major life activity must be made on a case by case basis without
regard to mitigating measures such as medicines or assistive or
prosthetic devices." (See 29 C.F.R. Part 1630, App.
ß 1630.2(j) (1998).) The Department of Justice had issued a similar
guideline. However, the Tenth Circuit´s decision was consistent
with the decision of a number of other courts of appeals. (See
e.g. Bartlett v. New York State Board of Law Examiners,
156 F.3d 321, 329 (2nd Cir. 1998) (holding self-accommodations
could not be considered when determining a disability); Matczak
v. Frankfort Candy and Chocolate Company, 136 F.3d 933 (3rd
Cir. 1977) (same); Arnold v. United Parcel Service, Inc.,
136 F.3d 854 (1st Cir. 1998) (same); Washington v.
HCA Health Services of Texas, Inc., 152 F.3d 464 (5th
Cir. 1998) (holding that only some impairment should be evaluated
in their uncorrected state).)
The
United States Supreme Court accepted certiorari and affirmed the
decision of the Tenth Circuit. Despite the fact that courts traditionally
defer matters of interpretation to the agency charged with the duty
of interpretation and enforcement of those statutes, the Supreme
Court held that a claim of disability discrimination under the ADA
must be analyzed by taking into account the mitigating measures
used by the claimant. The Court stated that it was reaching its
decision for three reasons. First, the Court noted that the ADA
defines a disability as "a physical or mental impairment that
substantially limits one or more of the major life activities"
of an individual. Because the phrase "substantially limits"
appears in the Act in the present indicative verb form, the Court
noted that the language was properly read as requiring that a person
be presently -- not potentially or hypothetically -- substantially
limited in order to demonstrate a disability. Second, the Court
noted that the ADA required an individualized inquiry as to whether
or not an individual was disabled under the ADA. The Court stated
that the EEOC´s guidelines directing that persons be judged in their
uncorrected or unmitigated state ran directly counter to this individualized
inquiry that was mandated by the ADA. Finally, the Supreme Court
majority opinion argued that the findings enacted as part of the
ADA require the conclusion that Congress did not intend to bring
under the statute´s protection all those whose uncorrected conditions
amount to disabilities. The Court emphasized that Congress found
that some 43 million Americans have one or more physical or mental
disabilities and this number is increasing as the population as
a whole is growing older. The Court emphasized that this figure
was inconsistent with the definition of disability pressed by the
plaintiffs.
Finally,
with respect to the plaintiffs´ claim that they met the definitions
of "disabled" because United "regarded them as disabled",
the Court emphasized that the plaintiffs must prove that the defendant
entertained actual misperceptions about the individual, that is,
the plaintiff must show that defendant believed the plaintiffs either
had a substantially limiting impairment that one does not have or
that one has a substantially limiting impairment when in fact the
impairment is not so limiting. Typically such a misperception results
from stereotypical assumptions that are not truly indicative of
individual ability. Remarkably, the Court went on to somewhat gratuitously
state that "accordingly an employer is free to decide that
physical characteristics or medical conditions that do not rise
to the level of an impairment such as one´s height, build, or singing
voice - are preferable to others just as it is free to decide that
some limiting but not substantially limiting impairments make individuals
less than ideally suited for the job."
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2. Murphy
v. United Parcel Service,
The
plaintiff was diagnosed with hypertension when he was ten years
old. Plaintiff´s unmedicated blood pressure was approximately 250/160.
With medication, however, the plaintiff´s hypertension did not significantly
restrict his activities and in general he was able to function normally.
In
August of 1994, UPS hired the plaintiff as a mechanic, a position
that required the plaintiff to drive commercial motor vehicles.
To drive such vehicles, however, the plaintiff had to satisfy certain
health requirements imposed by the Department of Transportation
("DOT"). One such DOT requirement was that the driver
of a commercial motor vehicle have no current clinical diagnosis
of high blood pressure which was likely to interfere with his or
her ability to operate a commercial vehicle safely. At the time
the defendant hired him, the plaintiff´s blood pressure was so high,
that he was not qualified for DOT health certification. Nonetheless,
the plaintiff was erroneously granted certification and began working
for UPS. In September of 1994, UPS discovered its mistake and upon
retesting the plaintiff´s blood pressure was measured at 160/102
which entitled him to conditional certification. On October 5th
of 1994 the defendant fired the plaintiff on the belief that his
blood pressure exceeded the DOT´s requirement for drivers of commercial
motor vehicles.
The
Supreme Court´s analysis in Murphy was the same with respect
to the issue of whether or not mitigating measures should be assessed
in analyzing whether or not a plaintiff was disabled is the same
as in Sutton, supra.
Although
the issue was not one in which cert was granted the Court emphasized
that the Court of Appeals had found that the Plaintiff´s high blood
pressure did not substantially limit him. With respect to the issue
of whether or not the plaintiff was regarded as disabled the Supreme
Court noted that the plaintiff in Murphy had alleged that
he was regarded as disabled with respect to the major life activity
of working. The Court went on to note that to be regarded as substantially
limited in the major life activity of working, one must be regarded
as precluded from more than a particular job. (See 29 C.F.R.
ß 1630(j)(3)(I) ("the inability to perform a single particular
job does not constitute a substantial limitation in the major life
activity of working"). The Court concluded that the evidence
of the petitioner was regarded as unable to meet DOT regulations
was not sufficient to create a genuine issue of material fact as
to whether the petitioner was regarded as unable to perform a class
of jobs utilizing his skills. The Court emphasized that at most
the plaintiff had shown that he was regarded as unable to perform
the job of mechanic only when that job requires driving a commercial
motor vehicle, a specific type of vehicle used on a highway in interstate
commerce. Because the plaintiff had not put forward evidence that
he was regarded as unable to perform any mechanic job that does
not call for driving a commercial motor vehicle, the court found
that the plaintiff had not met its burden of proof and that the
Court of Appeals had correctly granted summary judgment.
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3. Albertsons,
Inc. v. Kirkingburg,
The
plaintiff applied for a truck drivers job with Albertsons. The plaintiff
suffered from amblyopia, an uncorrectable eye condition that rendered
him effectively monocular. Despite this uncorrectable eye condition,
a DOT certification doctor granted the plaintiff a basic certification
for commercial truck drivers. This certification required corrected
distant visual acuity of at least 20/40 in each eye and distant
binocular acuity of at least 20/40. Two years later at a follow-up
physical exam, the doctor´s error of granting the original DOT certification
was revealed. The plaintiff then sought and obtained a waiver of
DOT standards from the DOT under a special waive program established
by DOT regulations and obtained a renewed certification. Nevertheless,
Albertsons terminated the plaintiff for failing to meet the basic
DOT vision standards and refused to rehire him.
The
plaintiff sued Albertsons and Albertsons was granted summary judgment
by the district court. A divided panel of the Ninth Circuit reversed.
In addition to pressing its claim that Mr. Kirkingburg was not otherwise
qualified, Albertsons for the first time on appeal took the position
that it was entitled to summary judgment because the plaintiff did
not have a disability within the meaning of the ADA. The Court of
Appeals considered but rejected that argument concluding that because
Kirkingburg had presented uncontroverted evidence that his vision
was effectively monocular and that he had demonstrated that the
manner in which he sees differs significantly from the manner in
which most people see.
Although
the issue of whether or not Mr. Kirkingberg was disabled was not
addressed in the district court, the Supreme Court chose to discuss
the matter. The Court concluded that the ADA requires monocular
individuals like others claiming the ADA´s protection to prove a
disability by offering evidence of the extent of a limitation in
terms of their own experience. The court emphasized that there was
no per se rule that a monocular individual is disabled.
The
Court went on to hold that Albertsons did not discriminate against
the plaintiff because it complied with government requirements that
were consistent with business necessity. The Court found it dispositive
that the job qualification was a visual acuity standard which was
contained in the federal motor carrier safety regulations codified
at 49 C.F.R. ß 391.1. The Court also emphasized that the record
of the highway safety department made it clear that the waiver regulation
did not rest on any final factual conclusion that the waiver program
would be conducive to public safety but was rather an experiment
with safety.
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4. Cleveland
v. Policy Management Systems Corporation
The
plaintiff began work for the defendant in August of 1993. In January
of 1994 the plaintiff suffered a stroke which damaged her concentration,
memory, and language skills. Shortly thereafter, the plaintiff filed
an application for social security benefits in which she stated
that she was disabled and unable to work. After filing the SSI application,
the plaintiff´s condition improved and she returned to work with
Policy Management Systems. Some three months later, the plaintiff
was terminated and petitioned the social security administration
for reconsideration of its previous denial of social security disability
benefits. The social security administration denied the request
for reconsideration and plaintiff subsequently brought and ADA lawsuit
against Policy Management Systems. It was plaintiff´s contention
in that lawsuit that the defendant had terminated her employment
without reasonably accommodating her disability. Plaintiff specifically
alleged that she had requested but was denied accommodation such
as training and addition time to complete her work. The plaintiff
submitted a supporting affidavit from her treating physician.
The
district court did not evaluate the plaintiff´s reasonable accommodation
claim on the merits but granted summary judgment to the defendant
because in its view Cleveland, by applying for and receiving social
security disability benefits, had conceded that she was totally
disabled. The Fifth Circuit affirmed the district court´s decision
and on certiorari to the Untied State Supreme Court the Supreme
Court reversed.
The
Supreme Court noted that the ADA and Social Security Disability
Act served the same purpose, that is, helping individuals with disabilities
but in different ways. For one thing, the court noted that the ADA
defines a qualified individual to include a disabled person "who
can perform the essential functions" of her job "with
reasonable accommodation." (See e.g. 42 U.S.C.
ß 12111(9)(B).) By way of contrast, when the SSA determines whether
an individual is disabled for social security disability purposes,
it does not take the possibility of reasonable accommodation into
account nor need an applicant refer to the possibility of reasonable
accommodation when she applies for social security disability benefits.
Based upon these distinctions the court held that there was no per
se rule that precluded an individual from bringing an ADA claim
when an individual had previously applied for social security disability
benefits.
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B. OBSERVATIONS
Based
upon the Supreme Court´s decision in the above cases a number of
observations may be drawn. First, whether or not an individual is
disabled must be considered in light of the mitigating measures
that are available to the plaintiff at the time of the alleged disability.
Second, it appears that employers may now be entitled to information
regarding the extent to which mitigating measures are addressing
a particular plaintiff´s disability. Employers may argue that the
plaintiff should be required to provide medical information about
the of mitigating measures as part of the individualized inquiry
process which is mandated by the ADA. Third, Plaintiffs would be
well-advised to allege that they are substantially limited and regarded
as substantially limited with respect to major life activities other
than work to survive the analysis in Sutton and Murphy.
Fourth, the existence of a regulatory scheme will, in almost all
cases provide the basis for a legitimate non-discriminatory reason
to take an adverse action against en employee. This is true even
where the regulatory scheme envisions the possibility of a waiver
from the regulatory or administrative requirements. Finally, contrary
to previous decisions which included as a decision out of the United
States District Court for the District of Colorado, an applicant
for social security benefits will no longer be precluded from bringing
an ADA claim. However, the claimant must be careful to explain,
in an adequate way, the reason for any representations to the social
security administration that the plaintiff was incapable of working
and therefore possibly also not a qualified individual with a disability
under the ADA.
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